They just know that something was not right and something caused the losses in the portfolio. They often recognize the loss and often realize that their financial security (perhaps their retirement, or their ability to maintain their lifestyle, etc.) may now be in jeopardy. D’Costa Law P.C., represents investors who have been victimized by their investment advisor or stock broker. Our firm represents investors throughout the Nation in all fifty states and has also represented international investors who have been victimized by stock broker misconduct. D’Costa Law is completely dedicated to representing only investors who have suffered losses as a result of broker misconduct. Our staff is available 24/7 to answer your questions and ease any concerns you may have in navigating this process.
International and Emerging Markets BondsThese are bonds issued by foreign governments and companies. It is important to note that interest rate movements may differ from country to country. Therefore, international bonds are another way to diversify your portfolio but they carry their risks.
Our securities lawyers at Shepherd Smith Edwards & Kantas will diligently review your file free of charge. Click here to learn about common mistakes that investors make when interacting with brokers after they suspect something is wrong. If you are seeking legal muscle behind you and a competent lawyer to handle your case, Mr. Lubiner is the answer. I came to them with a lawsuit I wanted to pursue against a big company. I called other lawyers who didn’t understand or want to listen to me.
No Fees Without Recovery
Lubiner, Schmidt & Palumbo represents investors and individual brokers, as well as large and small brokerage firms, and has in-depth knowledge regarding stock market regulation, litigation, and arbitration. Securities fraud refers to a wide range of illegal activities designed to defraud investors of their capital or manipulate financial markets. Brokers, financial advisors, and investment firms have a duty to protect their clients’ interests and assets and help them make sound financial decisions with accurate, up-to-date information. If they breach this duty, either through negligence, misinformation, or outright theft, it constitutes securities fraud and is illegal under state and federal law.
Investing is inherently risky, shouldnt I expect losses?
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal. Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks. You can write off all capital losses against the comparable capital gains. Over and above that, Coinbase class action lawsuit can only write off $3000 against other income types. We have and continue to represent Individual investors, trusts, corporations, pension plans, charitable organizations, and various entities. Settlements are typically confidential and the arbitrators may issue an Award.
Often, concentrated portfolios are not easy to identify because the portfolio may have several mutual funds or dozens of holdings. Registered brokers and financial advisors have an obligation to know certain essential facts about individual investors in order to make appropriate recommendations and provide investors with the information they need to make informed decisions. These details include an investor’s age, investment risk tolerance and financial status.
These arbitrators will preside over hearings during which both sides may offer testimony to support their claims or defenses. Our lawyers provide free confidential case evaluations, and we never charge any fees or costs unless you first recover. Any type of security or financial product may be used to defraud an investor.